CCO Capital's Business
Continuity Plan

CCO Capital, LLC (“CCOC”) has established a Business Continuity Plan outlining our response to events that may disrupt business operations. As the timing and impact of disasters and interruptions are unpredictable, we remain flexible in adjusting our responses as needed. The following provides information regarding our Business Continuity Plan.

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Possible Business Disruptions

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Business disruptions can differ in scale, potentially affecting a single building, the surrounding business district, the city, or the entire region. The severity of these disruptions may also range from minimal to severe. CCOC’s procedures are designed to facilitate the resumption of business operations following significant disruptions, safeguard employees and property, assess financial and operational status, protect firm records, and support continued investor transactions.

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Our Business Continuity Plan

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Depending on the nature and extent of a disruption, the plan addresses data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with investors, employees, and regulators; alternate work locations for employees; impact on key suppliers, contractors, banks, and counterparties; regulatory reporting; and ensuring prompt access to investor funds and securities if business operations are interrupted. With redundant server locations and cloud computing capabilities, recovery and resumption of operations is expected within 12-48 hours without requiring alternate physical locations. If a disruption prevents normal operations, measures will be taken to provide investors with timely access to their funds and securities.

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Contacting Us

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If you are unable to reach us at 602-778-8700 following a significant business disruption, please visit www.cimgroup.com.